Alabama Charitable Gift Annuity Registration

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Filling out a form on donation property

Charities are required to meet prerequisites and follow regulations before using charitable annuities for fundraising. This guide contains information about charitable gift annuities in Alabama.

Alabama Charitable Gift Annuity Registration

Agency:Alabama Securities Commission
Law:

AL Code § 8-6-10 and Securities Commission Administrative Code 830-X-6-.10

Initial Registration

Form:

Form U-4: Uniform Application for Securities Industry Registration or Transfer

Agency Fee:

$60 per agent.

Notes:

Individual agents who solicit on behalf of an organization should register using form U-4. The issuing organization must also submit form U-2 and various supporting documents.

Fact Checked:12/4/17

Registration Renewal

Agency Fee:

$60

Due:

Annually

Fact Checked:12/4/17
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