50-State Financial Services Licensing Compliance Guide
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Indiana Finance Licensing

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Licenses are typically required for individuals and businesses that provide finance industry services in the United States. This guide contains information about professional finance licensing in Indiana.

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Company Licenses

Indiana Financial Services Company Licenses

Indiana Collection Agency Branch License

Agency:Indiana Secretary of State - Securities Division
Bond Requirements:

$5,000 surety bond.

Initial Registration

Filing Method:

Online through NMLS

Agency Fee:

$30

Registration Renewal

Filing Method:

Online through NMLS

Agency Fee:

$30

Due:

Licenses expire on December 31st, but renewals are due by December 1 every year.

Indiana Collection Agency License

Agency:Indiana Secretary of State - Securities Division
Bond Requirements:

$5,000 surety bond.

Registered Agent (Special Agency) Required?Yes

Initial Registration

Filing Method:

Online through NMLS

Agency Fee:

$100 application fee + $100 processing fee.

Registration Renewal

Filing Method:

Online through NMLS

Agency Fee:

$100

Due:

Licenses expire on December 31st, but renewals are due by December 1 every year.

Indiana Consumer Loan License

Agency:Indiana Department of Financial Institutions - Consumer Credit Division
Foreign Qualification is Prerequisite:No
Registered Agent (Special Agency) Required?Yes

Initial Registration

Instructions:

New Application

Filing Method:

Online

Agency Fee:

$1,000 application fee + $36.25 per person background check fee 

Registration Renewal

Filing Method:

Online

Agency Fee:

$100 NMLS fee

Due:

Annually by December 31.

Indiana Credit Union Service Organization Exempt Company Registration

Agency:Indiana Department of Financial Institutions - Consumer Credit Division
Foreign Qualification is Prerequisite:No
Registered Agent (Special Agency) Required?No

Initial Registration

Instructions:

Requirements Checklist

Filing Method:

Online

Agency Fee:

$100 NMLS processing fee

Registration Renewal

Filing Method:

Online

Agency Fee:

$0

Due:

  • Licenses expire on December 31 of each year. Licensees are recommeded to renew by November 1.
  • Licenses issued in November or December remain valid through the next renewal period.

Indiana Debt Management License

Agency:Indiana Department of Financial Institutions - Consumer Credit Division
Foreign Qualification is Prerequisite:Yes
Registered Agent (Special Agency) Required?Yes

Initial Registration

Instructions:

Requirements Checklist

Filing Method:

Online

Agency Fee:

$1000 application fee + $15 credit report fee + $36.25 background check fee

Registration Renewal

Filing Method:

Online

Agency Fee:

$1,000

Due:

  • Licenses expire on December 31 of each year. Licensees are recommeded to renew by November 1.
  • Licenses issued in November or December remain valid through the next renewal period.

Indiana Exempt Company Registration - Third Party Loan Processing

Agency:Indiana Department of Financial Institutions - Consumer Credit Division
Foreign Qualification is Prerequisite:Yes
Registered Agent (Special Agency) Required?Yes

Initial Registration

Instructions:

Requirements Checklist

Filing Method:

Online

Agency Fee:

$100 NMLS processing fee

Registration Renewal

Filing Method:

Online

Agency Fee:

$0

Due:

  • Licenses expire on December 31 of each year. Licensees are recommeded to renew by November 1.
  • Licenses issued in November or December remain valid through the next renewal period.

Indiana Loan Broker Branch License

Agency:Indiana Secretary of State - Securities Division
Foreign Qualification is Prerequisite:No
Registered Agent (Special Agency) Required?No

Initial Registration

Instructions:

Requirements Checklist

Filing Method:

Online

Agency Fee:

$20 + $75 application fee + $36.25 background check fee

Registration Renewal

Filing Method:

Online

Agency Fee:

$75

Due:

  • Licenses expire on December 31 of each year. Licensees are recommeded to renew by November 1.
  • Licenses issued in November or December remain valid through the next renewal period.

Indiana Loan Broker License

Agency:Indiana Secretary of State - Securities Division
Foreign Qualification is Prerequisite:Yes
Registered Agent (Special Agency) Required?Yes

Initial Registration

Instructions:

Requirements Checklist

Filing Method:

Online

Agency Fee:

$100 + $200 application fee + $15 credit report fee + $36.25 background check fee

Registration Renewal

Filing Method:

Online

Agency Fee:

$200 renewal fee + $100 equitable owner fee

Due:

  • Licenses expire on December 31 of each year. Licensees are recommeded to renew by November 1.
  • Licenses issued in November or December remain valid through the next renewal period.

Indiana Loan Processing Company Registration

Agency:Indiana Secretary of State - Securities Division
Foreign Qualification is Prerequisite:Yes
Registered Agent (Special Agency) Required?Yes

Initial Registration

Instructions:

Requirements Checklist

Filing Method:

Online

Agency Fee:

$100 + $25 application fee

Registration Renewal

Filing Method:

Online

Agency Fee:

$25

Due:

  • Licenses expire on December 31 of each year. Licensees are recommeded to renew by November 1.
  • Licenses issued in November or December remain valid through the next renewal period.

Indiana Money Transmitter License

Agency:Indiana Department of Financial Institutions - Consumer Credit Division
Foreign Qualification is Prerequisite:Yes
Registered Agent (Special Agency) Required?Yes

Initial Registration

Instructions:

Requirements Checklist

Filing Method:

Online

Agency Fee:

$1000 application fee + $36.25 background check fee

Registration Renewal

Filing Method:

Online

Agency Fee:

$1,000

Due:

  • Licenses expire on December 31 of each year. Licensees are recommeded to renew by November 1.
  • Licenses issued in November or December remain valid through the next renewal period.

Indiana Mortgage Lending License

Agency:Indiana Department of Financial Institutions - Consumer Credit Division
Foreign Qualification is Prerequisite:Yes
Registered Agent (Special Agency) Required?Yes

Initial Registration

Instructions:

Requirements Checklist

Filing Method:

Online

Agency Fee:

$100 processing fee + $1,000 application fee

Registration Renewal

Filing Method:

Online

Agency Fee:

$1,000

Due:

  • Licenses expire on December 31 of each year. Licensees are recommeded to renew by November 1.
  • Licenses issued in November or December remain valid through the next renewal period.

Indiana Notice of Intent Registration

Agency:Indiana Department of Financial Institutions - Consumer Credit Division
Law:

IC 24-4.5-6-201

Foreign Qualification is Prerequisite:No
Registered Agent (Special Agency) Required?No

Initial Registration

Form:

Notice of Intent

Agency Fee:

$0

Registration Renewal

Form:

Notice of Intent (Renewal)

Agency Fee:

There are no fees due if the total original unpaid balances reported are $100,000 or less. The volume reported over $100,000 is subject to a fee set by the Department for each $100,000 or part there-of.

Due:

Annually by January 31.

Individual Licenses

Indiana Individual Financial Services Licenses

Indiana Loan Originator License

Agency:Indiana Secretary of State - Securities Division

Initial Registration

Instructions:

Requirements Checklist

Filing Method:

Online

Agency Fee:

$30 + $50 application fee + $15 credit report fee + $36.25 background check fee

Registration Renewal

Filing Method:

Online

Agency Fee:

$50

Due:

  • Licenses expire on December 31 of each year. Licensees are recommeded to renew by November 1.
  • Licenses issued in November or December remain valid through the next renewal period.

Indiana Mortgage Loan Originator License

Agency:Indiana Department of Financial Institutions - Consumer Credit Division

Initial Registration

Instructions:

Requirements Checklist

Filing Method:

Online

Agency Fee:

$30 + $100 license/registration fee + $15 credit report fee + $36.25 background check fee

Registration Renewal

Filing Method:

Online

Agency Fee:

$100

Due:

  • Licenses expire on December 31 of each year. Licensees are recommeded to renew by November 1.
  • Licenses issued in November or December remain valid through the next renewal period.

Indiana Principal Manager License

Agency:Indiana Secretary of State - Securities Division

Initial Registration

Instructions:

Requirements Checklist

Filing Method:

Online

Agency Fee:

$30 + $100 application fee + $15 credit report fee + $36.25 background check fee

Registration Renewal

Filing Method:

Online

Agency Fee:

$100

Due:

  • Licenses expire on December 31 of each year. Licensees are recommeded to renew by November 1.
  • Licenses issued in November or December remain valid through the next renewal period.

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