50-State Financial Services Licensing Compliance Guide
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Rhode Island Finance Licensing

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Licenses are typically required for individuals and businesses that provide finance industry services in the United States. This guide contains information about professional finance licensing in Rhode Island.

Company Licenses

Rhode Island Financial Services Company Licenses

Rhode Island Debt Collector Branch Certificate

Agency:Rhode Island Department of Business Regulation - Division of Banking
Foreign Qualification is Prerequisite:Not Set
Exam Required?Not Set
Registered Agent (Special Agency) Required?Not Set

Initial Registration

Filing Method:

Online through NMLS

Agency Fee:

$120

Registration Renewal

Filing Method:

Online through NMLS

Agency Fee:

$155

Due:

Annually by December 31.

Amendment

Filing Method:

Online through NMLS

Agency Fee:

$0

Notes:

Changes to a branch office address or branch office manager can be reported online.

Rhode Island Debt Collector Registration

Agency:Rhode Island Department of Business Regulation - Division of Banking
Foreign Qualification is Prerequisite:Yes
Exam Required?Not Set
Registered Agent (Special Agency) Required?Yes

Initial Registration

Filing Method:

Online through NMLS

Agency Fee:

$100

Registration Renewal

Filing Method:

Online through NMLS

Agency Fee:

$205

Due:

Annually by December 31.

Amendment

Filing Method:

Online through NMLS

Supplemental Reporting
Annual Report

Form:

Annual Report

Agency Fee:

$0

Due:

Annually by March 31.

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